-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V8B3DH9O0Yq7S5b8CcWkUrte/62lfGeRrLAX5zti+zEWiUJxvBZ2LIpqt9hHkFDQ C3xUrbKO9wqzbf31FMJ9Rg== 0000950123-10-012154.txt : 20100212 0000950123-10-012154.hdr.sgml : 20100212 20100212143941 ACCESSION NUMBER: 0000950123-10-012154 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 GROUP MEMBERS: CROSSPOINT ASSOCIATES 1996, LLC GROUP MEMBERS: CROSSPOINT ASSOCIATES 2000, LLC GROUP MEMBERS: CROSSPOINT VENTURE PARTNERS 2000 Q, LP GROUP MEMBERS: CROSSPOINT VENTURE PARTNERS 2000, LP GROUP MEMBERS: CROSSPOINT VENTURE PARTNERS LS 2000, LP GROUP MEMBERS: SETH D. NEIMAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ShoreTel Inc CENTRAL INDEX KEY: 0001388133 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770443568 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83800 FILM NUMBER: 10597950 BUSINESS ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408 331 3300 MAIL ADDRESS: STREET 1: 960 STEWART DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94085 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CROSSPOINT VENTURE PARTNERS 1996 L P CENTRAL INDEX KEY: 0001009396 IRS NUMBER: 770418388 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PIONEER HOTEL BUILDING STREET 2: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 BUSINESS PHONE: 6508517600 MAIL ADDRESS: STREET 1: PIONEER HOTEL BUILDING STREET 2: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 SC 13G 1 c95996sc13g.htm FORM SC 13G sc13g
     
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.  )*

ShoreTel, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
825211 10 5
(CUSIP Number)
12/31/09
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
825211 10 5 
 

 

           
1   NAMES OF REPORTING PERSONS
Crosspoint Venture Partners 1996, LP, a California limited partnership (“CVP 1996”)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   712,098
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    712,098
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  712,098
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.60%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 2 of 14


 

                     
CUSIP No.
 
825211 10 5 
 

 

           
1   NAMES OF REPORTING PERSONS
Crosspoint Associates 1996, LLC, a California limited liability company (“CA 1996”)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   712,098 shares, of which 712,098 are directly held by CVP 1996. CA 1996 is the general partner of CVP 1996.
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    712,098 shares, of which 712,098 are directly held by CVP 1996. CA 1996 is the general partner of CVP 1996.
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  712,098
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.60%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 3 of 14


 

                     
CUSIP No.
 
825211 10 5 
 

 

           
1   NAMES OF REPORTING PERSONS
Crosspoint Venture Partners 2000, LP, a California Limited Partnership (“CVP 2000”)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   717,863
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    717,863
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  717,863
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.61%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 4 of 14


 

                     
CUSIP No.
 
825211 10 5 
 

 

           
1   NAMES OF REPORTING PERSONS
Crosspoint Venture Partners LS 2000, LP, a California limited partnership (“CVP LS 2000”)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   491,605
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    491,605
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  491,605
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.11%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 5 of 14


 

                     
CUSIP No.
 
825211 10 5 
 

 

           
1   NAMES OF REPORTING PERSONS
Crosspoint Venture Partners 2000 Q, LP, a California Limited Partnership (“CVP 2000 Q”)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   6,252,452
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    6,252,452
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  6,252,452
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  14.06%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 6 of 14


 

                     
CUSIP No.
 
825211 10 5 
 

 

           
1   NAMES OF REPORTING PERSONS
Crosspoint Associates 2000, LLC, a California limited liability company (“CA 2000”)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   7,461,920 shares, of which 717,863 shares are directly held by CVP 2000, 491,605 shares are directly held by CVP LS 2000 and 6,252,452 shares are directly held by CVP 2000 Q. CA 2000 is the general partner of CVP 2000, CVP LS 2000 and CVP 2000 Q.
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    7,461,920 shares, of which 717,863 shares are directly held by CVP 2000, 491,605 shares are directly held by CVP LS 2000 and 6,252,452 shares are directly held by CVP 2000 Q. CA 2000 is the general partner of CVP 2000, CVP LS 2000 and CVP 2000 Q.
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  7,461,920
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  16.78%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN

Page 7 of 14


 

                     
CUSIP No.
 
825211 10 5 
 

 

           
1   NAMES OF REPORTING PERSONS
Seth D. Neiman
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States citizen
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
   
  8,177,642 shares, of which 712,098 shares are directly held by CVP 1996, 717,863 shares are directly held by CVP 2000, 491,605 shares are directly held by CVP LS 2000, 6,252,452 shares are directly held by CVP 2000 Q and 3,624 shares are directly held by Mr. Neiman. CA 1996 is the general partner of CVP 1996. CA 2000 is the general partner of CVP 2000, CVP LS 2000 and CVP 2000Q. Mr. Neiman is a managing member of CA 1996 and CA 2000. Mr. Neiman disclaims beneficial ownership of the shares held directly by CVP 1996, CVP 2000, CVP LS 2000 and CVP 2000 Q.
       
  7   SOLE DISPOSITIVE POWER
     
    -0-
       
  8   SHARED DISPOSITIVE POWER
     
    8,177,642 shares, of which 712,098 shares are directly held by CVP 1996, 717,863 shares are directly held by CVP 2000, 491,605 shares are directly held by CVP LS 2000, 6,252,452 shares are directly held by CVP 2000 Q and 3,624 shares are directly held by Mr. Neiman. CA 1996 is the general partner of CVP 1996. CA 2000 is the general partner of CVP 2000, CVP LS 2000 and CVP 2000Q. Mr. Neiman is a managing member of CA 1996 and CA 2000. Mr. Neiman disclaims beneficial ownership of the shares held directly by CVP 1996, CVP 2000, CVP LS 2000 and CVP 2000 Q.
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  8,177,642
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  18.39%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

Page 8 of 14


 

                     
CUSIP No.
 
825211 10 5 
 
Item 1(a)   Name of Issuer:
ShoreTel, Inc.
Item 1(b)   Address of Issuer’s Principal Executive Offices:
960 Stewart Drive
Sunnyvale, CA 94085
Item 2(a)   Name of Person Filing:
Crosspoint Venture Partners 1996, LP
Crosspoint Associates 1996, LLC
Crosspoint Venture Partners 2000, LP
Crosspoint Venture Partners LS 2000, LP
Crosspoint Venture Partners 2000 Q, LP
Crosspoint Associates 2000, LLC
Seth D Neiman
Item 2(b)   Address of Principal Business Office or, if None, Residence:
2925 Woodside Road
Woodside, CA 94062
Item 2(c)   Citizenship:
The entities listed in Item 2(a) are California Limited Partnerships and California Limited Liability Companies. The individual listed in Item 2(a) is a United States citizen.
Item 2(d)   Title of Class of Securities:
Common Stock
Item 2(e)   CUSIP Number:
825211 10 5
Item 3.   If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check whether the Person Filing is:
Not applicable.
Item 4.   Ownership.
See Items 5-11 of cover sheets hereto
Item 5.   Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of
securities, check the following o. Not Applicable
Item 6.   Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not Applicable
Item 8.   Identification and Classification of Members of the Group.
Not Applicable
Item 9.   Notice of Dissolution of Group.
Not Applicable

 

Page 9 of 14


 

                     
CUSIP No.
 
825211 10 5 
 
Item 10.   Certifications.
Not Applicable
[The remainder of this page intentionally left blank.]

 

Page 10 of 14


 

                     
CUSIP No.
 
825211 10 5 
 
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 5, 2010
Seth D Neiman
         
Signature
  /s/ Dede Barsotti
 
Dede Barsotti,
Attorney-in-Fact
   
             
    CROSSPOINT ASSOCIATES 1996, LLC, A    
    CALIFORNIA LIMITED LIABILITY COMPANY    
 
           
 
  Signature   /s/ Dede Barsotti
 
Dede Barsotti, Attorney-in-Fact
   
 
           
    CROSSPOINT VENTURE PARTNERS 1996, LP, A    
    CALIFORNIA LIMITED PARTNERSHIP    
    By: Crosspoint Associates 1996, LLC, a California
Limited Liability Company, its General Partner
   
 
           
 
  Signature   /s/ Dede Barsotti    
 
           
 
      Dede Barsotti, Attorney-in-Fact    
 
           
    CROSSPOINT VENTURE PARTNERS 2000, LP, A    
    CALIFORNIA LIMITED PARTNERSHIP    
    CROSSPOINT VENTURE PARTNERS LS 2000, LP, A    
    CALIFORNIA LIMITED PARTNERSHIP    
    CROSSPOINT VENTURE PARTNERS 2000 Q, LP, A    
    CALIFORNIA LIMITED PARTNERSHIP    
 
           
    By: Crosspoint Associates 2000, LLC, a California
Limited Liability Company, its General Partner
   
 
           
 
  Signature   /s/ Dede Barsotti    
 
           
 
      Dede Barsotti, Attorney-in-Fact    

 

Page 11 of 14


 

                     
CUSIP No.
 
825211 10 5 
 
             
    CROSSPOINT ASSOCIATES 2000, LLC, A    
    CALIFORNIA LIMITED LIABILITY COMPANY    
 
           
 
  Signature   /s/ Dede Barsotti    
 
           
 
      Dede Barsotti, Attorney-in-Fact    

 

Page 12 of 14


 

EXHIBIT A
Agreement of Joint Filing
The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Act the statement dated February 5, 2010 containing the information required by Schedule 13G, for the securities of ShoreTel, Inc., held by Crosspoint Venture Partners 1996, LP, Crosspoint Venture Partners LS, 2000 LP, Crosspoint Venture Partners 2000, LP, Crosspoint Venture Partners LS 2000, LP, and Crosspoint Venture Partners 2000 Q, LP, each a California limited partnership, and with respect to the general partners, such other holdings as may be reported therein.
SETH D NEIMAN
         
Signature
  /s/ Dede Barsotti
 
Dede Barsotti,
Attorney-in-Fact
   
             
    CROSSPOINT ASSOCIATES 1996, LLC, A    
    CALIFORNIA LIMITED LIABILITY COMPANY    
 
           
 
  Signature   /s/ Dede Barsotti
 
Dede Barsotti, Attorney-in-Fact
   
 
           
    CROSSPOINT VENTURE PARTNERS 1996, LP, A    
    CALIFORNIA LIMITED PARTNERSHIP    
    By: Crosspoint Associates 1996, LLC, a California
Limited Liability Company, its General Partner
   
 
           
 
  Signature   /s/ Dede Barsotti    
 
           
 
      Dede Barsotti, Attorney-in-Fact    
 
           
    CROSSPOINT VENTURE PARTNERS 2000, LP, A    
    CALIFORNIA LIMITED PARTNERSHIP    
    CROSSPOINT VENTURE PARTNERS LS 2000, LP, A    
    CALIFORNIA LIMITED PARTNERSHIP    
    CROSSPOINT VENTURE PARTNERS 2000 Q, LP, A    
    CALIFORNIA LIMITED PARTNERSHIP    
 
           
    By: Crosspoint Associates 2000, LLC, a California
Limited Liability Company, its General Partner
   
 
           
 
  Signature   /s/ Dede Barsotti    
 
           
 
      Dede Barsotti, Attorney-in-Fact    

 

Page 13 of 14


 

             
    CROSSPOINT ASSOCIATES 2000, LLC, A    
    CALIFORNIA LIMITED LIABILITY COMPANY    
 
           
 
  Signature   /s/ Dede Barsotti    
 
           
 
      Dede Barsotti, Attorney-in-Fact    

 

Page 14 of 14

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